B3, default values, and implicit initialization

Brian Goetz brian.goetz at oracle.com
Tue Mar 28 19:13:02 UTC 2023


The recent update of JEP 401 contained a number of refinements to the 
user model, specifically, separating the primitive/reference distinction 
into a number of smaller distinctions (e.g., nullable vs non-nullable, 
optional vs required construction.)  Overall this has been a very 
positive step forward.

We still have a need for the distinction between what we've been calling 
B2 and B3; JEP 401 currently frames that in terms of "construction is 
optional."  This is a big step forward; indeed, the key difference 
between them is whether the class _needs_ the "variables start out as 
null, and all instances are created by constructors" protection, or 
whether it admits the lighter-weight initialization protocol of "there's 
a a standard zero value, null-free variables are initialized to that" 
that primitives enjoy today.  (Note that B3 classes don't require this 
lighter protocol, they merely enable it, much as primitives all give you 
the option of boxing to get the full conservative initialization protocol.)

The idea of framing this as "construction is optional" is a good one, 
but the expression of it proposed in JEP 401 feels "not quite there".  
In this note I'll propose an alternative presentation, but the main goal 
here is around terminology and user model rather than syntax (so please 
keep the syntax agitation to a reasonable level.)

The key distinction between B2 and B3 is that B3 has a _default value_ 
which the VM can summon at will.  This enables non-nullable heap 
variables to be flattened, because we can initialize these the same way 
we initialize other fields and array elements.  Further, that default 
value is highly constrained; it is a physical zero, the result of 
initializing all fields to their default value.

Flattening is of course a goal, but it is not something that exists in 
the programming model -- its just an optimization. What exists in the 
programming model is the default value, and what this unlocks is the 
possibility for variables to be _implicitly initializated_.  
Reference-typed variables today are _explicitly initialized_; variables 
start out null and have to be initialized with a constructed value.  A 
class with a default value has the option (opted in through 
null-exclusion) for its variables to be implicitly initialized, which, 
like primitives, means that they start out with a valid default value, 
and can be further assigned to.

Framed this way, the Valhalla performance story simplifies to:

  - Give up identity, get flattening on the stack;
  - Further give up explicit initialization, get flattening for small 
objects on the heap;
  - Further give up atomicity, get flattening for larger objects on the 
heap.

Giving up explicit initialization entails both the class opting out of 
explicit initialization, _and_ the variable opting out of nullity.

The key new terminology that comes out of this is implicit vs explicit 
initialization.


Syntactically, my preference is to indicate that the default value can 
be summoned by giving a value class a _default constructor_:

     value class Complex {
         public final double re, im;

         public default Complex();
     }

A default constructor has no arguments, no body, no throws clause, and 
implicitly initializes all fields to their default values.  Unlike 
identity classes, value classes don't get constructions implicitly; a 
value class must declare at least one constructor, default or 
otherwise.  This replaces the idea of "optional constructor", which is a 
negative statement about construction ("but you don't have to call me"), 
with a more direct and positive statement that there is a _default 
constructor_ with the required properties.

Note that this is similar to the existing concept of "default 
constructor", which you get for free in an identity class if you don't 
specify any constructors.  It is possible we can unify these features 
(and also with constructors in "agnostic" abstract classes), but first 
let's work out what it would mean in value classes, and see if we like it.

In this model, a B3 class is just a value class with a default 
constructor -> a default constructor means that you have the choice of 
implicit or explicit initialization -> non-nullity at the use site opts 
into implicit initialization -> B3! gets flattening (for small layouts.)

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